多天线少通道场景下原子范数最小化DOA估计算法

Direction of arrival estimation using atomic norm minimization under multi-antenna and limited channel scenarios

  • 摘要:
    目的 为解决测向平台硬件系统结构复杂,体积大,成本高的问题,实现测向设备的小型化和便捷化,提出一种基于通道切换的多快拍原子范数最小化波达方向(DOA)估计算法。
    方法 该算法通过构造一个开关切换矩阵,且开关切换矩阵随采样次数随机变化,从而得到开关切换之后的数据,构建出多快拍有噪声模型下的原子范数最小化问题,根据半正定规划问题的最优解建立Toeplitz矩阵,通过Vandermonde分解获得信号DOA 信息。为了进一步验证所提算法的有效性,推导了基于通道切换模型下的克拉美罗界(Cramér-Rao bound,CRB)。
    结果 仿真实验表明,在阵元数为24,通道数为12,信噪比为5 dB,快拍数为100的仿真条件下,所提算法的均方根误差低于0.1°,且当两个信号的角度间隔为0.6°时,该算法的分辨成功概率为100%。相比于传统的稀疏类算法(OMP)和子空间类算法(MUSIC),所提算法具有较好的估计精度和角辨力,并且随着信噪比和快拍数逐渐增大,所提算法越来越接近CRB。
    结论 在保证测角精度和角分辨力的同时降低了系统复杂度和硬件成本。

     

    Abstract: Abstract:
    Objective To address the problems of structural complexity, large size, and high cost in traditional direction-finding platforms and to achieve miniaturization and portability of direction-finding equipment, this paper proposes a multi-snapshot atomic norm minimization direction-of-arrival (DOA) estimation algorithm based on channel switching.
    Method The proposed approach exploits a channel switching mechanism in which a switching matrix is designed to randomly vary across sampling instances. This strategy enables a reduced number of radio-frequency (RF) channels to sequentially sample a larger antenna array, thereby effectively emulating a virtual array aperture while significantly lowering hardware requirements. Based on the switched observations, a noisy multi-snapshot signal model is established. The DOA estimation task is then formulated as a continuous-domain atomic norm minimization problem, which avoids the basis mismatch issue commonly encountered in grid-based sparse reconstruction methods. By solving the resulting semidefinite programming (SDP) problem, a structured Toeplitz covariance matrix is recovered. The DOA parameters are subsequently extracted through Vandermonde decomposition of this Toeplitz matrix, yielding high-resolution angle estimates. In addition, to provide a theoretical benchmark for performance evaluation, the Cramér–Rao bound (CRB) under the proposed channel switching observation model is rigorously derived.
    Results Extensive numerical simulations are conducted to assess the effectiveness of the proposed method. The results indicate that, with 24 antenna elements, 12 RF channels, a signal-to-noise ratio (SNR) of 5 dB, and 100 snapshots, the proposed algorithm achieves a root mean square error (RMSE) of less than 0.1°. Furthermore, when the angular separation between two closely spaced sources is as small as 0.6°, the proposed method attains a resolution success probability of 100%, demonstrating its strong super-resolution capability. Compared with conventional sparse reconstruction–based algorithms such as orthogonal matching pursuit (OMP) and classical subspace-based methods such as MUSIC, the proposed approach exhibits significantly improved estimation accuracy and angular resolution. Moreover, as the SNR and the number of snapshots increase, the estimation performance of the proposed algorithm progressively approaches the derived CRB, indicating near-optimal efficiency.
    Conclusion The proposed method effectively reduces system complexity and hardware cost while maintaining high direction-finding accuracy and angular resolution, providing a feasible solution for compact and high-precision DOA measurement systems.

     

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